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Commodity Exchange Act
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41	™ TM SECURITY & COMMODITY EXCHANGES Add to Reading List Source URL: www.sasb.org Language: English - Date: 2014-09-18 14:04:18 Stock market Financial markets Mathematical finance Late-2000s financial crisis U.S. Securities and Exchange Commission High-frequency trading Stock exchange Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Financial economics Finance Investment
42	CFTC Part 4 Exemption Easy Reference Guide Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2015-04-06 16:35:47 Securities Act United States securities law Commodity Futures Trading Commission Financial regulation Financial economics Finance Investment United States Securities and Exchange Commission 73rd United States Congress New Deal
43	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 18:56:45 Options Clearing Corporation Futures contract Securities Exchange Act Commodity Futures Trading Commission Derivative Regulatory capture Settlement Financial economics Financial system Finance
44	Microsoft Word - 116872384_1 (2).doc Add to Reading List Source URL: media.cantor.com Language: English - Date: 2013-10-09 15:44:22 Financial markets Commodity Futures Trading Commission Clearing Derivative Futures contract Short Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system Finance
45	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 17:00:18 Options Clearing Corporation Securities Exercise Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Settlement Bank Commodity Futures Trading Commission Financial economics Financial system Finance
46	Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure June 13, 2011 This memorandum first explains the July 16, 2011 problem that will arise because Add to Reading List Source URL: www.centerforfinancialstability.org Language: English - Date: 2011-06-14 12:38:10 Finance 106th United States Congress American International Group Commodity Futures Modernization Act Enron Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Financial economics Financial regulation Economic history of the United States
47	and REGULATION OF CROSS-BORDER OTC DERIVATIVES A DISCUSSION OF PACIFIC REGULATORS A PRESENTATION BY STAFF OF THE U.S. SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.law.cuhk.edu.hk Language: English - Date: 2013-05-22 01:15:00 Financial system International Organization of Securities Commissions U.S. Securities and Exchange Commission Securities Commission Australian Securities and Investments Commission Derivative Commodity Futures Modernization Act Thomas A. Russo Financial regulation Government Financial economics
48	OTC Derivatives Market Reforms Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:24 Financial markets Trade Repository Derivative Singapore Exchange Basel II ACT Commodity Futures Modernization Act Over-the-counter Financial economics Financial system Finance
49	FSB OTC Derivatives Market Reforms final Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:30 Financial markets United States housing bubble Derivative Securities market Commodity Futures Trading Commission Futures exchange Credit default swap Dodd–Frank Wall Street Reform and Consumer Protection Act Trade Repository Financial economics Finance Financial system
50	Financial Stability Board releases report on improving OTC derivatives markets Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:46 Financial markets Stock market Trade Repository Over-the-counter Derivative Exchange Systemic risk Commodity Futures Modernization Act LCH.Clearnet Financial economics Investment Finance